Come in from the cold

In The Economist for August 8, there’s an article on the problem of patents. The article questions the utility of patents and points to a number of situations in which patents appear to block innovation or have nothing to do with it. Here’s the tag line:

Patents are protected by governments because they are held to promote innovation. But there is plenty of evidence that they do not

Much of the industrial revolution, for instance, came about without patents in key areas–or basic scientific research leading the way. Plenty of patents on paper clips, perhaps, but not on key facets of looms or locomotives. The article points out that the early use of patents was to generate income for a ruling government. It is only later, such as in the US constitution, that there’s an effort to make patents serve the public good by promoting “progress in the useful arts.” This American approach to patents takes the form, then, of a counter to trade secrets and a prospect of financial incentive to produce new things. If your creative folk can’t innovate because everyone is keeping secret how they do things and no one can figure out by inspecting or fiddling what those secrets are, then perhaps the patent is a serviceable tool.

The article points to a 2004 National Academy of Sciences report that argues

The benefits of patents in stimulating innovation appear to be highly variable across technologies and industries, but there has been little systematic investigation of the differences. In some cases patenting appears to have departed from its traditional role, as firms build large portfolios to gain access to others’ technologies and reduce their vulnerability to litigation.

and adds further Continue reading

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The Most Innovative Public University in the World

The University of Washington ran a press release a couple of days ago announcing that Thomson Reuters has named UW the “most innovative public university in the world.” A reader might think that the ranking methodology includes the number of startups, since UW’s press release includes the following:

And in fiscal year 2014, 18 new startups based on UW research technologies were launched – a record for the university, bringing its 10-year total to 103 technology startups.

Not to be outdone, UW’s computer science department released their own story on the matter, citing UW’s research income and “record high commercialization activity” as  apparent factors. The Thomson Reuter’s story was also picked up dutifully by Katherine Long at the Seattle Times and spread around the region. Proudiferousness abounding.

The articles got me bothered because I went through the 18 companies UW claimed to have launched in fiscal year 2014 (July 2013 to June 2014) and found 1 company that met the criteria for being launched in the fiscal year. The rest were launched in fiscal year 2013 (9), or were launched much earlier (2012 or earlier) (4), were launched earlier and at other universities (between 2001 and 2012) (4). UW is playing fast and loose with the facts–no, actually, they are simply making things up. It appears if they sniff at a small company, they call it a “launch” in the year that they sniff. Continue reading

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The Legal Context of University IP, Part 2 Revisited

In 2010, the National Academies and the National Research Council published a commissioned a report–The Legal Context of University Intellectual Property and Technology Transfer by Sean O’Connor, Gregory D. Graff, and David E. Winickoff.

Here are comments on the findings of Part 2 of the report, “Inventions and Bayh-Dole.” Open up a new window for the report and follow along.

Finding 5. Bayh-Dole defines a subject invention: 1) is or may be patentable; 2) owned by a contractor; 3) conceived or first actually reduced to practice under a funding agreement. 37 CFR 401.1 makes clear that the scope is the”planned and committed activities” and “does not diminish or distract” from these activities–not just anything done within the general scope of a funding agreement. If the planned and committed activities get done, it does not matter what else happens with “closely related” work. Bayh-Dole does not “cover” data or materials. It does not have anything to say about what might constitute an ownership claim on an embodiment of an invention or a best mode of invention or data supporting claims made regarding an invention. Nothing in the law has anything to do with research data or materials. This isn’t a finding. The funding agreement for universities includes provisions for data and copyright along with subject inventions.  Continue reading

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The Legal Context of University IP, Part 1 Revisited

In 2010, the National Academies and the National Research Council published a commissioned a report–The Legal Context of University Intellectual Property and Technology Transfer by Sean O’Connor, Gregory D. Graff, and David E. Winickoff. The report lists 45 findings and expands on these with detailed discussion. In 2011, the U.S. Supreme Court decided Stanford v Roche and tossed some of these findings. But let’s have a look anyway. Since it doesn’t appear that any of the authors has much hands-on experience managing university IP, it should make for an interesting read.

The report has a useful, if partial, history of US patent law and federal research and invention policy. What’s notable about the history provided by the report, especially in the run-up to Bayh-Dole, is the absence of academic historians who have worked the issue–including David Mowery, Rebecca Eisenberg, and Sylvia Kraemer. For university patent policies, Archie Palmer’s work isn’t cited. It’s like whole blocks of the literature were not consulted, or if consulted have not been acknowledged. My own work involves two decades of practice in universities, dealing with Bayh-Dole, with policy requirements, with attorneys, with contracts, and all those layers of law, regulation, and policy that the authors of the report refer to. I have also spent the past seven years reading scores of university patent policies, chasing down the history of Bayh-Dole on my own, talking to people who were around when Bayh-Dole was being debated and the implementing regulations drafted. Research Enterprise–now with close to 700 articles–is one consequence of my work.  Continue reading

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More problems with the wild success of Bayh-Dole

There are plenty of jewels in Gene Quinn’s recent opinion piece. Perhaps the readers at IP Watchdog are all true believers in Bayh-Dole, so Mr. Quinn does not feel much need to work hard at what he writes. Here at Research Enterprise, the rather different aim is to document the evidence, check the arguments, be skeptical of things that sound too good to be true, and be honest about the uncertainties. Yeah, a different mindset.

Here’s another observation Quinn makes:

If a company cannot own title to the innovation they simply cannot afford to engage in the commercialization research necessary.

Let’s parse this claim a bit. First, “innovation” is the wrong term here. The opinion piece concerns Bayh-Dole and Bayh-Dole is about the management of patentable inventions made with federal support. Innovation is not the subject of Bayh-Dole. Promoting use of inventions by the use of the patent system is. Continue reading

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F-B-D.

Gene Quinn’s opinion piece got me thinking some more about how Bayh-Dole really must go. I agree with Quinn’s analysis of some critics of Bayh-Dole. The criticisms Mr. Quinn criticizes are indeed silly. There are much more damning weaknesses in the Bayh-Dole Act and its implementation than what some critics have pointed out. The idea that a government must have a uniform policy on inventions to make it convenient for university administrators to serve the interests of speculators makes no sense. Innovation does not much happen because creative work is handed to bureaucrats to cozy up to whomever has money. Of course, this is not what Bayh-Dole declares, but this is what it was drafted–“a cleverly crafted scheme”–to allow. Bayh-Dole may have been overtly about requiring all federal agencies to permit inventions made with federal support to participate in the diverse, modestly effective, mostly voluntary, innovation ecosystem of inventors and invention management agents, but at crucial places, the law was drafted to expose inventors to bureaucratic controls, to destroy the very innovation ecosystem claimed as successful, and to relieve the bureaucrats and their speculating associates of public accountability.

Bayh-Dole does not expressly promote such things. As its advocates say, it is cleverly crafted. But a close examination of the drafting leads to the conclusion that those involved anticipated such things, left space for them to happen, and were frustrated in the end that some of their best ideas for enabling the bureaucratization of university innovation were cut out of the final version of the bill that passed Congress. Continue reading

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Bayh-Dole is a dismal failure. Here’s why.

At IP Watchdog, Gene Quinn has published an opinion piece on the virtues of the Bayh-Dole Act–“Patent policy is just too important for subterfuge and academic folly.” The impression he leaves is that anyone critical of Bayh-Dole is irrational, teaching “poison.” Mr. Quinn writes:

Critics, who are not averse to making provably false claims, seem to believe that if they repeatedly say something that is false enough times it will miraculously become true. Hard to pin down, these patent critics will deflect reality with thought experiments based in fiction and fantasy. They demand what we know to be true is actually false, as if we are in some parallel, bizzaro universe where up is down and white is black.

But let’s look at Mr. Quinn’s claims regarding Bayh-Dole. Mr. Quinn appears to suffer from much the same problems he ascribes to his critics: Continue reading

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We are sure you will adopt this discovery faster now that it comes with a patent and a bureaucrat!

In Farewell to Reason, Paul Feyerabend examines cultural variety and considers the problem of the “objective” claims of science in the broader context of whether any given society consistently benefits from scientific objectivism, given how often science is wrong, how little science is able to consider. Feyerabend wonders how much a society should permit others to dominate it simply on a claim that those proposing the domination are “scientists” or who employ scientists and therefore should have authority to dictate how and what a society chooses to do.

Feyerabend points out four ways a society might respond to something new:

  1. Persistence (decline to change; maintain present behaviors and values);
  2. Opportunism (adopt the juicy bits and leave the rest);
  3. Relativism (live and let live; allow for choices); and
  4. Argument (debate values and choices to reach resolution).

Continue reading

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Transferwell

I followed a link from Kottke.org to an Atlantic Monthly article by Derek Thompson about how to choose a charity to support based on effectiveness of action rather than effectiveness of pitch or pride of place. The counter-example Thompson gives is John Paulson’s $300 million donation to Harvard. Nice, but as others have pointed out, does Harvard really need another $300 million to add to its what? $30 billion endowment? Giving is nice–even giving to Harvard–and giving to an organization with visibility reflects much glory back to the giver, and surely there’s a bit of the wealthy helping the wealthy going on not just at Harvard.

But if one wants to make a gift effective, for a purpose, you know, where it may really matter, then one has to do extra work. As Andrew Carnegie put it in The Gospel of Wealth, folks have to manage their wealth (and by “wealth” Carnegie meant more than just the money saved up to cover for retirement and contingencies, money he called “competence”–“wealth” is the surplus beyond what’s necessary to cover the normal citizen’s future needs). Continue reading

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Embracing Bad Science in Technology Transfer

Julia Belluz and Steven Hoffman at Vox have published a new account of how screwed up academic science is. Belluz and Hoffman report on a string of studies and exposed forgeries that suggest that the published scientific literature is anything but reliable. They quote Richard Horton of The Lancet: “Much of the scientific literature, perhaps half, may simply be untrue.” Belluz and Hoffman point to a study by Simon Shorvon and Nattanit Gregoris that found over 70% of papers published on epilepsy over a span of 20 years had “no enduring value.” Among other figures, Belluz and Hoffman point to an estimate made in 2009 by Iain Chalmers and Paul Glasziou that 85% of global biomedical research funding is wasted. That’s $200 billion out of $240 billion.

Think about it. More funding for academic research likely means more bad science, not more discovery and innovation sparking economic growth. Continue reading

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